THE CIRCUMCISION REFERENCE LIBRARY


INTERNATIONAL JOURNAL OF STD & AIDS, Volume 14, Number 7: Pages 431-436,
July 2003.



REVIEW

Assessing the role of anal intercourse in the
epidemiology of AIDS in Africa

Stuart Brody PhD1 and John J Potterat BA2

1 Institute of Medical Psychology and Behavioral Neurobiology, University of Tübingen,
Germany;
2Colorado Springs, CO, USA

Summary: Public health authorities have long believed that the preponderance of AIDS cases in Africa are attributable to ‘heterosexual transmission’; most people silently assume this rubric to indicate penile–vaginal intercourse only. Recent epidemiologic analyses suggest that the majority of HIV cases in sub-Saharan Africa may be due to non-sterile health care practices. The present paper reviews the anthropological, proctologic, and infectious disease literature, and argues that both homosexuality and heterosexual anal intercourse are more prevalent in Africa than has traditionally been believed. The authors hypothesize that perhaps the majority of HIV transmission not accounted for by iatrogenic exposure could be accounted for by unsuspected and unreported penile–anal intercourse. Given the authors’ findings, properly conducted studies to measure this HIV transmission vector, while controlling for iatrogenic exposure confound, are clearly warranted in Africa and in countries with similar epidemiologic characteristics.

Keywords: HIV, AIDS, Africa, anal intercourse, heterosexual transmission, homosexuality

Introduction

Public health authorities have long believed that almost all cases of AIDS in African adults are attributable to ‘heterosexual transmission’ a rubric tacitly understood to refer to penile–vaginal intercourse. This default assumption is reinforced by time-honoured denial of penile–anal practices in Africa. Recent reassessment of epidemiologic evidence indicates that a substantial amount, if not the preponderance, of HIV transmission in sub-Saharan Africa is of iatrogenic origin1,2. In this communication, we review evidence from several sources to support our contention that the majority of HIV transmission not accounted for by iatrogenic exposure could be accounted for by unsuspected and unreported homosexual and heterosexual penile–anal practices. We conclude that properly conducted studies to measure the contribution to HIV transmission of this underrecognized sexual vector are clearly warranted in Africa and in countries with similar epidemiologic characteristics.

In this analysis, we review published evidence about anal intercourse in sub-Saharan Africa, using sources from the anthropological, physiological, and epidemiological literature. Our aim is to emphasize its presence and importance and to encourage its assessment in infectious disease studies.

Anthropological reports

Recently published anthropological reports document the long and diverse history of homosexuality in multifarious African cultures3. The authors opine that European views of Africans as primitive, and hence ‘natural’ people fostered the empirically unfounded view of exclusively heterosexual practices in Africa. In the mid-19th century, anecdotal reports of anal intercourse in Africa blamed foreign (especially European and Arabic) influences, or domestic import, especially by neighbouring tribes. The authors, who also provide an appendix with terms for same-sex partners in many indigenous languages, note that anthropologists, when confronted with the reality of homosexuality in Africa, deliberately avoided reporting it for fear of undermining European preconceptions. Anthropologists were aware, for example, of homosexual marriages which entailed ‘brideprice’ paid to the boy-bride’s parents, but remained silent about such unorthodox practices. Distilling information from numerous anthropological reports, including early 17th century observations of homosexuality in Africa by the Portuguese and reports of homosexual marriages among Angolans (noting that ‘sodomy was rampant among the people of Angola’, Ref. 3, p 147), the authors conclude that it was not homosexuality which was imported to Africa by Europeans but, rather, its intolerance. Not only did this fail to discourage such behaviours but, more importantly, encouraged secrecy and denial by Africans. Despite the 1865 conjecture by David Livingstone that the monopolization of women by tribal leaders led sexually dispossessed men to homosexual behaviour in what is now Zimbabwe, the accounts of contemporary homosexual behaviour across sub-Saharan Africa indicate a striking proportion of bisexual behaviour by males. For example: in 1925 Angola, Falk estimated that 90% of the male population was behaviourally bisexual and 3.5% exclusively homosexual4. It is noted by the authors that in many African cultures, it is marriage and reproduction that are universally required, not heterosexual attraction.

Homosexuality in Africa is a virtually taboo subject. Secrecy and misreporting characterize its treatment by observers5. Teunis, for example, found his study subjects in Dakar ‘by employing that gaze that gay men recognize from one another across many different countries’ (p 175), and reported that there is much bisexuality among married men, as well as a smaller group of men with feminine mannerisms who apparently practise largely or exclusively receptive anal intercourse. He reported homosexual cultures in different parts of Africa, as did others3,6. Specific instances include reports of homosexual sex between Kenyan truck drivers and teenage boys7, and anal intercourse in Zimbabwe8. Epprecht9 discussed the history of male homosexuality in Lesotho, examining early and mid 20th century homosexual events, including same-sex marriage ceremonies. Halperin10 noted the informal ‘male wife’ practice in South African migrant mining camps. Earlier, Fumento11 noted that the American homosexual press reported on the ease with which visitors can find homosexuals in Africa (many of whom are bisexual).

Although it should not be news that prison life frequently entails violence and homosexuality, there have been recent news reports of South African prison gangs using anal rape by HIV seropositives to punish disobedience12; of course, the insertive partner must be sufficiently aroused sexually to mete out the punishment.

Anecdotal internet anthropology may be gleaned from an all-African homosexual website13 that provides myriad news and personal tales of homosexuality in Africa, including ‘a whole village of gay men dressed as women’ in Somalia; ‘Botswana women said the problems of guys going gay is a matter of concern with others alleging that they have lost their boyfriends who instead opted for gayism’ (sic); ‘The gay person is looked at primarily as a ‘‘gatekeeper’’. . . the link between this world and the other world’ in Burkina Faso; a medical researcher in Kenya is quoted as saying: ‘Men having sex with men is not only common among young people, but fashionable’; and many more. In most cases, the male tales refer to behavioural bisexuality.

Perhaps the most important anthropological report of homosexual behaviour in Africa is Lockhart’s14, who studied street boys in Mwanza, Tanzania (a city with a 11.8% adult HIV prevalence). Such a study should raise researchers’ index of suspicion for seeking self-reports of, especially, receptive anal intercourse, irrespective of sex. The boys in Mwanza, aged eight to 20, report having anal intercourse with other street boys, as part of initiation rites (i.e., forced receptive anal intercourse, by a gang of boys) into street boy culture and, following acceptance into the street life, occasionally awakening from sleep to find themselves being anally penetrated. Prostitution was rare; anal intercourse was placed in context of belonging to the group, as well as an exercise of power. Anal intercourse with older men known or not known to the street boys was also reported and often attributed to prison rape. By age 18, all boys also reported heterosexual sex; unfortunately, no information regarding heterosexual anal intercourse is provided. None of the boys considered their same-sex intercourse to be a homosexual act14.

Evidence from pathology: gay bowel syndrome and other conditions

Nearly half a decade before identification of what would be known as AIDS, Sohn and Robilotti15 published their classic paper ‘The gay bowel syndrome’, in which they catalogue the symptomatology of male receptive anal intercourse. Symptoms included both infectious (e.g. anal condyloma, Entamoeba histolytica-positive stools, rectal gonorrhoea, and hepatitis-A markers) and non-infectious pathologies (e.g., anal fistulas/ fissures, haemorrhoids). The authors note ‘there are certain physical findings which, while not absolutely diagnostic, should alert the examiner to the possibility of homosexuality’ and refer to anal warts as well as other signs, such as diminished anal sphincter tone. The authors also note that many of the homosexual patients reported sex with women or were even married, but also that 10% of patients with anal condylomata denied proctogenital sex. Although both hepatitis and dysentery infections are common in Africa, they are attributed to contaminated water or food and to substandard hygienic practices often noted in developing countries. These infections are almost never assumed to derive from oral–anal sexual contact. Because careful scrutiny of the available African literature suggests signs of ‘gay bowel syndrome’ even in heterosexual women ostensibly frequently engaging in receptive anal intercourse (see below), researchers’ index of suspicion for evidence of such practice should be raised. Apparently, first mention in the medical literature was the late 19th century observation by Haberlandt16 of male homosexual prostitutes of Zanzibar (now part of Tanzania): ‘Most of them get rectal problems, which they seek to hide in the beginning through kerchief pluggings and applications of perfume’ (p 64). More recent reports include the description, in a cohort of 300 patients admitted to a hospital in Nigeria17, of anal fistulas, anal fissures, and haemorrhoids (this despite a presumably colon-friendly African diet compared with that of New York City homosexual men). Notably, the male-to-female ratio was 4.5:1 for haemorrhoids; 6.5:1 for anal fistulas; and 2:1 for anal fissures. The authors were unable to explain the lopsided sex ratio. It was, in addition, noted that because of the near ubiquity of stool parasites, any association of parasites with haemorrhoids was incidental. A later survey of the general population in Nigeria18 found a 2.4% prevalence of anal fistulas (all in men), 23.8% prevalence of anal fissures (equally distributed by sex), and a 13.7% prevalence of haemorrhoids. Another report on a series of patients in Nigeria with fistulas19 noted the presence in several cases of lax anal sphincteric tone. Fistulas have also been attributed to anal sexual abuse of children in Nigeria20.

In theory, the anal pathologies recorded in medical reports could be attributed to infectious disease, or to trauma, not related to anal intercourse. However, the finding that 11% of anal squamous cell carcinomas from a South African sample contained human papillomavirus (HPV) type 16 DNA21 points to the presence of anal intercourse. Although the 11% prevalence, unspecified as to sex of the donors, was lower than prevalence from samples obtained in Switzerland, the United Kingdom, and Poland, the level was consistent with prevalence of HPV type 16 in South African cervical cancer biopsies. Other African studies have also reported case studies of rectal, anal, or perianal condyloma22 or their complications23.

In a 1981 sample of pregnant black women in South Africa, gonorrhoea infection was established by standard culture and confirmatory testing in 11.7% of the 1200 women24. Of the 140 infected women, rectal cultures were positive in 41.6%. Thus 4.8% of the sample was diagnosed with rectal gonorrhoea. Predictably, given belief about strict heterosexuality in Africa, the authors report their belief that anal intercourse is rare in their patient population. Such an attitude, if pervasive among clinicians in Africa, may explain the dearth of sexually transmitted infections studies in Africa that include rectal culture or examination.

Epidemiological reports

Studies of self-reported behaviours perceived as pejorative or as socially undesirable undoubtedly contain misreports25–27. There is ample evidence of such under-reporting, particularly of homosexual or anal intercourse behaviours, in North American and European surveys. Given our understanding of social mores in sub-Saharan Africa and given criminal codes against such practices in most of these countries, one expects such behaviours to be less likely to be reported than in North America or Europe; thus blanket denials of anal intercourse in surveys from Africa probably reflect cultural reluctance, as well as (foreign?) researchers’ low index of suspicion and, perhaps, personal reluctance. As for reluctance among Africans, Falk28, referring to male homosexual behaviour of the Wawihe tribe of Angola, observed in 1923: ‘. . . while the act is permitted, speaking about it is considered disgusting’ (p 168).

Studies in both North America and Europe have shown that use of specific technologies usually result in either the detection of misreport27 or increased likelihood that subjects admit to experience with receptive anal intercourse; for example, one study reports that women were 800% more likely to admit having experienced anal intercourse to a computer questionnaire than to a human interviewer29. Unfortunately these approaches have not been widely used in Africa. However, when South African prostitute diary recordings of sexual behaviour were compared with their recalled behaviour frequencies (the latter is more commonly used when studying sexual behaviour in Africa), the diaries led to a frequency of anal intercourse 387% (with partners) to 400% (with clients) higher than the estimate produced by recall estimates. Although other sexual acts were also underreported with the recall estimate, for clients anal intercourse was the most underestimated30.

Immunological abnormalities were reported in eight of 10 South African ‘self-confessed homosexuals’ examined in 1983 (p 119)31. In a 1985 report on ‘slim disease’ in Uganda, it was noted that the first reported positive human T-cell lymphotropic virus type III cases occurred in Tanzanian traders, who reported having both heterosexual and homosexual activity (without any query regarding the details of those activities)32. More recently, 42% of a sample of South African truck drivers admitted to engaging in heterosexual anal sex33. Fourteen percent of prostitutes studied in a Kenyan sample admitted to anal intercourse (in addition, 3% admitted to injecting drug use)34. Nearly half (42.8%) of prostitutes in a South African sample admitted engaging in anal sex; their HIV prevalence was 61.3%, compared with 42.7% in prostitutes who denied anal sex35. Nine percent of male and female students in a Tanzanian study reported that anal intercourse was their first sexual act36, while 18% of males (and 44% of females) in a Senegalese survey reported homosexual experience37. Twelve percent of female college students in a Togo study reportedly had experienced anal intercourse38. In Zimbabwe, 35% of a large representative sample8 of persons aged 18–27 reported having engaged in anal intercourse in the preceding two months.

In a multicentre study in sub-Saharan Africa, female prostitutes were asked about anal intercourse with their most recent client, and allowed to respond in both a direct (yes/no) and in a vague manner (‘women reporting several types of intercourse without specifying what they were’, p S64). Few of the women (0 to 4%) responded directly. Allowed to answer indirectly, 2–11% answered affirmatively, with higher rates in cities with higher HIV prevalences39. Regrettably, these prostitutes were not queried about longer time frames than last client.

In a multicentre study evaluating the effects of a spermicidal cream on HIV transmission in African prostitutes, the baseline self-reported anal intercourse rates were associated with seroconversion risk on a location basis (the authors did not provide correlations for individual anal intercourse risk of seroconversion, or even discuss the issue of anal intercourse rates being associated with seroconversion risk40). In Durban, South Africa, the baseline anal intercourse rate was 41% (the HIV seroconversion rate at that location was 16–26 per 100 womanyears; the range reflects rates in the two spermicidal conditions), in Cotonou, Benin, the baseline anal intercourse rate was 8% and seroconversion rate 8–11%, and in Abidjan, Côte d’Ivoire (Ivory Coast), the baseline anal intercourse rate was ‘55%’, and seroconversion rate 0–7%. The admitted anal intercourse rate had climbed to 75% at the time of follow-up in the South African sample, but no such data were provided for the other sites.

In a Zambian prison41, 8.4% of inmates admitted to having experienced homosexual anal intercourse, ‘although indirect questioning suggested a much higher figure’ (p 1388), and all such men reported active heterosexual relationships outside of prison (none used condoms for homosexual anal intercourse). Finally, in a Nigerian prison, 53% of the men reported sex with men while imprisoned42. The street boys of Tanzania reported a near universality (98.7%) of receptive anal intercourse14, consistent with earlier studies cited by the investigator.

Discussion

Our inquiry into the available, admittedly sparse, published literature suggests that anal intercourse is much more common in the populations living in sub-Saharan Africa than customarily suspected or reported by clinicians and researchers. Africans, like people from the rest of the world, apparently have significant experience with homosexual and heterosexual anal intercourse. Indeed, as noted above, in some African samples, prevalence might actually be higher than typically reported elsewhere in the world. What is noteworthy about male homosexuality in Africa is its most common form of expression: bisexuality. If such men have anal intercourse with women, or if the integrity of cervico-vaginal epithelium in their female partners is compromised by genital ulcer diseases, especially syphilis, the efficient sexual transmission of HIV is undoubtedly facilitated.

We found no evidence for some practices reported from North America and Europe, such as ‘fisting’ or similar parasexual procedures that enhance HIV transmission43. However, tribal enemas are part of traditional medicine in southern Africa; in some tribes such enemas are administered as often as 50 to 100 times annually and may contain toxic substances which can inflict colon damage44, possibly enhancing HIV transmission.

With the possible exceptions of cities like Johannesburg and Cape Town in South Africa, the presence of gay venues offering multipartnered sex that were important for rapid HIV transmission in New York City and in San Francisco are apparently absent in sub-Saharan Africa. Consequently, there are probably few African men who have experienced the accumulation of hundreds of partners frequently reported in North American and European studies, particularly in the early days of the AIDS epidemic11,27. This putative difference may limit the magnitude of ‘sexual’ HIV transmission in Africa. Good studies need to be conducted, particularly in light of reports such as Falk’s in the 1920s: a physician caring for miners told Falk that one of his male patients presented ‘with a totally ripped, bleeding anus’ (p 189) after a night of prostitution with 45 clients4.

Given recent reassessment of AIDS epidemiology in parts of Africa, behaviours most relevant to its transmission there (and probably in much of the Third World) seem less likely to be sexual than a consequence of unhygienic practices and medical care. Intriguingly, the virtual gender parity in the distribution of AIDS cases in Africa is consistent not only with suspected health care transmission2,11, but with presumably widespread male bisexuality45.

The purpose of this presentation is to present evidence that, despite consistent denials to the contrary, homosexuality and heterosexual anal intercourse may be common in sub-Saharan Africa, and that African AIDS cases not attributable to health care exposures may well be due primarily to anal intercourse. We suspect that modern day denial of heterosexual anal intercourse is exacerbated by the exigencies of AIDS propaganda and politics (‘It’s everybody’s disease’).

That persons of reproductive age with healthy genitals are not likely to acquire HIV from unprotected penile–vaginal intercourse27 is substantially supported by Greenhead and colleagues46; they show that, in punch biopsies of vaginal and cervical tissue inundated with HIV for six to 24 hours, HIV was unable to penetrate or infect healthy vaginal or cervical tissue. Notably, intestinal tissue subjected to similar treatment was readily infected, an observation which is consistent with known ease of HIV transmission via anal intercourse. Of course, women who are manifestly unhealthy, such as those with syphilitic chancres compromising the integrity of the vagina, run a significant risk from vaginal intercourse47,48.

In one respect, the epidemiology of AIDS in Africa might be similar to that in the First World: injections and anal intercourse appear to be the primary conduits for HIV transmission25–27,49, a major difference being that parenteral transmission in the First World stems from conscious sharing of needles for injecting illicit drugs, whereas in Africa and, likely, other Third World venues, much transmission seemingly results from iatrogenic exposure with its inadvertent sharing of medical sharps.

It is noteworthy that the street boys of Tanzania, nearly all of whom reported receptive anal intercourse, reported that AIDS could be transmitted by sexual intercourse, but all denied its transmission via their own receptive anal intercourse, because that practice did not involve a woman14. Failure of public health messages to differentially warn about the known dangers of anal, as opposed to vaginal, intercourse has a seemingly political rather than scientific origin. Political correctness and its ally, gullibility, has led to acceptance of the socially desirable but undocumented claim by some clinicians and researchers that neither homosexuality nor heterosexual anal intercourse occurs frequently in sub-Saharan Africa. The time has come to conduct proper scientific studies to assess the true magnitude not only of iatrogenic HIV transmission, but of its specific sexual routes.

Note: We prepared this manuscript without any financial support and have no conflicts of interest in connection with this research.

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Correspondence to: Dr Stuart Brody
E-mail: stuartbrody@hotmail.com

(Accepted 22 February 2003)


Citation:
(File created 7 January 2007)

http://www.cirp.org/library/disease/HIV/brody2003/